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Financial Markets Authority
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91	Scanning CACEIS European Regulatory Watch Newsletter No.18 January 2016 Add to Reading List Source URL: www.caceis.com Language: English - Date: 2016-01-20 10:06:19 European Union directives Systemic risk Financial services Corporate law European Union Alternative Investment Fund Managers Directive European Market Infrastructure Regulation Markets in Financial Instruments Directive Specialized investment fund Trade Repository Undertakings for Collective Investment in Transferable Securities Directive European Insurance and Occupational Pensions Authority
92	European Regulatory Summary - MAYRAR The EU and Switzerland have signed an agreement that is intended to clamp down on tax evasion, the European Commission has said. Add to Reading List Source URL: www.mtsmarkets.com Language: English - Date: 2015-06-01 08:20:14 Systemic risk European Union directives Agencies of the European Union European Union Financial regulation European Insurance and Occupational Pensions Authority Markets in Financial Instruments Directive European Market Infrastructure Regulation Esma
93	BATS Global Markets, Inc. Options Member Application Any currently approved Member of BATS Exchange, Inc. or EDGX Exchange, Inc. (each, an “Exchange”) is eligible to transact business on the Exchange’s Options Mark Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-02-19 11:27:44 Economy of the United States Finance Economy Self-regulatory organizations NASDAQ OMX Group Silver Lake Partners Financial Industry Regulatory Authority United States securities law Direct Edge International Securities Exchange Chicago Board Options Exchange Philadelphia Stock Exchange
94	Commodities Fraud: A serious problem Add to Reading List Source URL: smartcheck.cftc.gov Language: English - Date: 2016-01-05 09:43:50 Economy Commodity markets Finance Money Self-regulatory organizations Commodity Futures Trading Commission Commodity pool Financial Industry Regulatory Authority Futures contract Foreign exchange market
95	IMC Financial Markets and Convergex Enter into Options Liquidity Agreement Each Firm Will Leverage Core Strengths to Expand Respective Options Businesses Chicago and New York – October 6, 2015 – IMC Financial Markets Add to Reading List Source URL: www.imc.nl Language: English - Date: 2015-10-07 10:23:21 IMC Financial Markets Financial Industry Regulatory Authority IMC
96	Introduction Brokerage firms that experience serious financial difficulties and must be shut down may undergo what are called “liquidation” proceedings. The good news is that such closures do not happen very Add to Reading List Source URL: www.sipc.com Language: English - Date: 2015-07-30 15:19:32 Economy Finance Money Self-regulatory organizations United States securities law Financial markets Investment Securities Investor Protection Corporation Corporate crime Financial Industry Regulatory Authority Securities Investor Protection Act U.S. Securities and Exchange Commission
97	European Regulatory Summary - JUNERAR Greece has dominated the European Agenda in recent weeks. In response to ongoing market uncertainty ESMA has issued its oﬃcial op Add to Reading List Source URL: www.mtsmarkets.com Language: English - Date: 2015-07-02 08:59:03 Economy Systemic risk Agencies of the European Union European Union Finance Financial regulation European Insurance and Occupational Pensions Authority Markets in Financial Instruments Directive Esma
98	Reporting Office Rules (non binding translation. Add to Reading List Source URL: www.bxswiss.com Language: English - Date: 2015-07-09 04:08:26 Economy 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Finance Swiss Financial Market Supervisory Authority Money Financial markets United States securities law
99	IRREVOCABLE STOCK OR BOND POWER The Irrevocable Stock or Bond Power you requested begins on the following page. To complete this form, simply: 1. SCROLL DOWN AND FILL OUT EACH FIELD BY TYPING IN THE APPROPRIATE INFORMAT Add to Reading List Source URL: content.etrade.com Language: English - Date: 2013-08-13 18:54:35 Self-regulatory organizations United States securities law Stock market Financial markets Security Securities Investor Protection Corporation Bond Financial Industry Regulatory Authority Clearing Stock CREST Securities market
100	PDF Document Add to Reading List Source URL: www.us.daiwacm.com Language: English - Date: 2016-01-14 23:58:13 Financial markets Stock market United States securities law Self-regulatory organizations Broker-dealer Fixed income market Order Financial Industry Regulatory Authority Security Net capital rule Manning rule

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